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OTCex LLC

OTCex LLC is a New York City-based registered broker for equities derivatives and rates derivatives.

Last updated September 29, 2026

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Overview

OTCex LLC is a United States-based registered broker operating in New York City, focused on equities derivatives and rates derivatives. The firm is identified in public records as a registered broker for these derivative categories, placing it within the financial services sector as a specialist intermediary rather than a broad retail or commercial bank. Its business sits in the over-the-counter (OTC) derivatives space, where brokers connect counterparties, facilitate execution, and support pricing and risk transfer in equity-linked and interest-rate-linked instruments. The "OTCex" name itself reflects this orientation toward over-the-counter exchange and execution services. Because the available evidence is limited to its registration description, the precise scope of OTCex LLC's client base, product suite, ownership structure, and current operating status are not fully documented here. The company's website is listed as otcexgroup.com, suggesting an affiliation with a broader OTCex group identity, but the evidence provided does not confirm the exact corporate relationship. This dossier should be treated as a preliminary, evidence-bound entry. It records what is verifiable — a New York City registered broker for equities and rates derivatives — and flags the remainder for further review.

History

The available evidence for OTCex LLC is limited to its identification as a registered broker for equities derivatives and rates derivatives in New York City. No founding date, founder, ownership history, or corporate milestones are documented in the supplied sources. What can be stated is that OTCex LLC operates within the financial services sector as a registered broker, with a focus on two derivative asset classes: equities derivatives and rates derivatives. This places the firm in the over-the-counter derivatives market, where brokers facilitate transactions between counterparties outside of centralized exchanges. The company's listed website, otcexgroup.com, suggests it is part of or associated with a broader "OTCex group" identity. However, the evidence provided does not establish the exact nature of that relationship, nor does it confirm whether OTCex LLC is an independent entity, a subsidiary, or a brand within a larger group. Given the sparse evidence, this history section is necessarily brief. A fuller account would require additional sources such as regulatory filings, corporate registries, or the company's own disclosures. Until such sources are available, the entry should be regarded as incomplete and subject to revision.

Products and positioning

Registered broker specializing in equities derivatives and rates derivatives in New York City.

  • Equities derivatives brokerage

    Brokerage services for equities derivatives.

  • Rates derivatives brokerage

    Brokerage services for rates derivatives.

Sources6 sources

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