争议事件
以下收录公开来源中与该品牌相关的争议事件。列出一条并不表示过错已经证实。
返回词条共 3 条
2021
NSEIL就Sebi的STP指南案件达成和解
和解
印度国家证券交易所（NSEIL）就涉嫌违反直通式处理（STP）指南一事与Sebi达成和解，并支付4.87亿卢比。指控包括未续期批准便作为STP中央枢纽运营；和解不代表承认或否认相关调查结论。
来源摘录
The National Stock Exchange of India Ltd (NSEIL) on Wednesday settled with markets regulator Sebi a case pertaining to alleged violation of Straight Through Processing (STP) services guidelines after paying Rs 4.87 crore towards settlement fee.
It was alleged that NSEIL functioned as a STP centralised hub without obtaining the renewal of approval from Sebi and also failed to ensure if its STP service providers were having valid approvals, which resulted in violation of several provisions of the STP Guidelines.
The order comes after the exchange approached Sebi in April proposing to settle the instant proceedings initiated against it, "without admitting or denying the findings of fact and conclusions of law", through a settlement order.
2015
共置和优惠准入争议
NSE的共置安排成为指控的主题，称某些经纪商在访问交易所系统或市场数据方面获得了不公平优势。此事引发了涉及交易所、前高管和其他市场参与者的调查和监管程序，并引发了关于治理、监督和平等准入的更广泛问题。