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China Merchants Securities/Controversies

China Merchants Securities controversies

Controversies tied to this brand in public sources. A listing is not a finding of fault.

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  1. 2024Warning Letter over Online Solicitation and Investor Suitability Management Issues

  1. 2024

    Warning Letter over Online Solicitation and Investor Suitability Management Issues

    At the end of 2024, the Shenzhen Securities Regulatory Bureau found deficiencies at China Merchants Securities in areas including the updating of its systems, internet marketing, and the recommendation of products exceeding the risk tolerance of ordinary investors, and issued a warning letter to the company.

    Source