TP ICAP的争议事件
以下收录公开来源中与该品牌相关的争议事件。列出一条并不表示过错已经证实。
返回词条共 2 条
2019
英国金融行为监管局对TP ICAP罚款1540万英镑
罚款或处罚
英国金融行为监管局因经纪人不当行为对TP ICAP罚款1540万英镑，相关行为涉及奢华客户招待和对敲交易。监管机构还表示，Tullett Prebon未能对监管机构保持公开与合作。
英国金融行为监管局因经纪人不当行为（包括奢华客户招待和对敲交易）对TP Icap罚款1540万英镑，并称Tullett Prebon未能对监管机构保持公开与合作。
品牌回应
澄清 — TP Icap
TP Icap chief executive Nicolas Breteau said: “We are pleased to put this historical matter behind us.”
来源摘录
The FCA said Tullett Prebon failed to be open and cooperative with the watchdog and a breach occurred between August 2011 and October 2014, related to the FCA’s request to Tullett Prebon for broker audio tapes.
The Financial Conduct Authority fined the broker, now known as TP Icap after a deal in 2016, £15.4 million for a rigging scandal which included attempts to manipulate Libor, the London interbank offered rate which is linked to UK mortgages.
2012
协助LIBOR相关的市场调查
据报道，Tullett Prebon被金融服务管理局要求协助调查伦敦金融市场的涉嫌不当行为，包括可能与LIBOR相关的操纵。可用参考资料描述了监管协助和调查，但未提供TP ICAP本身存在不当行为的最终认定证据。