Recent events
Recent events tied to this brand in public sources.
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2021
ViewRay prices public stock offering
ViewRay announced the pricing of an underwritten public offering of 12.5 million common shares at $5.60 per share, for gross proceeds of $70 million before expenses. The offering was expected to close on or about November 19, 2021, subject to customary conditions.
2021
Trevi Therapeutics announces an $11.8 million private placement
Trevi Therapeutics announced a definitive agreement for a private placement expected to generate approximately $11.8 million in gross proceeds. The company said it intends to use the net proceeds to develop Haduvio and for working capital and other general corporate purposes; closing was expected on or about October 4, 2021, subject to customary conditions.
2021
Evofem prices $30 million public stock offering
Evofem Biosciences announced pricing of an underwritten public offering of 17,142,857 common shares at $1.75 per share; gross proceeds were expected to be approximately $30 million.
2020
Stifel agrees to settle FINRA supervisory-rule charges
Stifel, Nicolaus & Co. agreed to pay $40,000 and be censured to settle charges that it violated a municipal securities supervision rule. FINRA found that its supervisory system was not reasonably designed to identify and prevent prohibited pre-arranged transactions; Stifel neither admitted nor denied the finding.
2020
FINRA orders Stifel to pay restitution and a fine over UIT rollovers
FINRA ordered Stifel, Nicolaus to pay more than $1.9 million in restitution to customers and fined the firm $1.75 million over UIT rollover fees and related violations. Stifel agreed to settle without admitting or denying the charges.
2019
Stifel partners with OurCrowd
Stifel and OurCrowd announced a partnership under which OurCrowd will offer Stifel clients curated access to venture capital funds and individual portfolio companies.
2019
Stifel to make a minority investment in OurCrowd
Under the agreement announced by the companies, Stifel will make a minority investment in OurCrowd; the financial terms were not disclosed.
2019
Stifel completes acquisition of certain George K. Baum & Company assets
Stifel Financial Corp. has closed a deal to acquire certain assets of George K. Baum & Company. The transaction's financial terms were not disclosed.