渣打银行的争议事件
以下收录公开来源中与该品牌相关的争议事件。列出一条并不表示过错已经证实。
返回词条共 10 条
2021
印度储备银行因违规对渣打银行罚款
罚款或处罚
印度储备银行因渣打银行在客户保护、网络安全、信用卡业务和大额风险暴露报告方面存在违规，对其处以1.95亿卢比罚款。印度储备银行称，该行未将未经授权电子交易涉及的款项记入客户账户，未及时报告网络安全事件，授权直销代理进行KYC核验，并未能确保提交至中央数据库的数据完整、准确。
来源摘录
On the other hand, Standard Chartered failed to comply with the RBI guidelines on customer protection, cyber security, credit card operations and creation of a central repository for large exposures.
Mumbai: The Reserve Bank of India on Monday slapped a penalty of Rs 1 crore on State Bank of India and Rs 1.95 crore on Standard Chartered Bank for violations of its rules in separate incidents.
The RBI said an inspection by it found that the lender failed to credit (shadow reversal) the amount involved in the unauthorised electronic transactions and did not report cyber security incidents within the prescribed period.
2020
英国制裁监管机构对渣打银行处以2047万英镑罚款
罚款或处罚
英国金融制裁执行办公室因渣打银行向Denizbank发放的贷款违反欧盟限制而处以2047万英镑罚款。监管机构认定，审查的102笔贷款中有70笔并非用于促进欧盟贸易；罚款涉及其有权执法的21笔贷款。
品牌回应
持续披露 — Standard Chartered
Standard Chartered says OFSI’s findings “are based on information that we self-identified and self-reported”.
整改 — Standard Chartered
“As the penalty notice states, Standard Chartered did not wilfully breach the sanctions regime, acted in good faith, intended to comply with the relevant restrictions, fully co-operated with OFSI, and took remedial steps following the breach,” a spokesperson tells
来源摘录
Standard Chartered says OFSI’s findings “are based on information that we self-identified and self-reported”.
“As the penalty notice states, Standard Chartered did not wilfully breach the sanctions regime, acted in good faith, intended to comply with the relevant restrictions, fully co-operated with OFSI, and took remedial steps following the breach,” a spokesperson tells
UK sanctions regulators have issued a record £20.47mn fine to Standard Chartered for allegedly breaching restrictions on loans to Russian financial institutions.
2020
渣打银行因外汇违规在印度被罚款
罚款或处罚
印度反洗钱机构因渣打银行参与2007年收购Tamilnad Mercantile Bank相关的外汇规则违规，对其处以10亿卢比罚款。渣打银行确认收到命令，并表示正在评估。
品牌回应
持续披露 — Standard Chartered
A representative for the British lender confirmed receipt of the order, adding that the bank was evaluating it and so unable to comment further.
持续披露 — Standard Chartered Plc
A representative for the British lender confirmed receipt of the order, adding that the bank was evaluating it and so unable to comment further.
来源摘录
A representative for the British lender confirmed receipt of the order, adding that the bank was evaluating it and so unable to comment further.
An eight-year probe found that Standard Chartered violated the so-called foreign exchange management act -- which monitors offshore financial transactions -- when it worked with a group of investors to buy a stake in Tamilnad Mercantile Bank Ltd. in 2007, according to an August order from India’s enforcement agency that was seen by Bloomberg.
An eight-year probe found that Standard Chartered violated the so-called Foreign Exchange Management Act - which monitors offshore financial transactions - when it worked with a group of investors to buy a stake in Tamilnad Mercantile Bank Ltd. in 2007, according to an August order from India's enforcement agency that was seen by Bloomberg.
2020
渣打银行因涉嫌违反FEMA规定被罚款
罚款或处罚
印度《外汇管理法》裁决机构因渣打银行涉及泰米尔纳德商业银行股份的托管账户活动和抵押担保涉嫌违反规定，对其处以总计10亿卢比罚款。报道指出，该行被认定违反相关规定。
来源摘录
The Adjudicating Authority under FEMA has imposed penalties worth Rs 100 crore on Standard Chartered, Rs 17 crore on Tamil Nadu Mercantile Bank Limited (TMBL) and Rs 35 crore on its former TMBL chairman and director MGM Maran, informed Enforcement Directorate (ED).
Meanwhile, Standard Chartered has been guilty of FEMA violations for opening the SCB Project Windmill (Sale Consideration) Escrow Account, without getting RBI's permission.
2020
印度执法局对渣打银行和Tamilnad Mercantile Bank处以罚款
罚款或处罚
印度执法局称，其裁决机构依据《外汇管理法》对渣打银行罚款10亿卢比，对Tamilnad Mercantile Bank罚款1.7亿卢比。报道称，渣打银行因托管账户、存款及股份相关违规被认定有责；TMB则因未经必要批准记录股份转让而受罚。
来源摘录
In his adjudication order, the Special Director, ED, Southern Region, imposed a penalty of Rs 11.33 crore on TMB for recording in its books the transfer of 46,862 shares of the bank in the names of seven foreign entities
The Standard Chartered Bank was held guilty of contravening FEMA for opening the Standard Chartered Bank Project Windmill (Sale Consideration) Escrow Account without RBI's prior permission and for allowing deposits of Rs 113 crore and for having held 1,12,151 shares of TMB in the said escrow account..The Standard Chartered Bank was levied a penalty of Rs 34 crore for the above contraventions..Another Rs 66 crore penalty was levied on the Standard Chartered Bank for providing collateral/guarantee taking into custody of TMB shares and original sale deeds of land in lieu of which Standard Chartered Bank, Mauritius, granted a loan of $55.40 million (equivalent to Rs 221 crore) to three foreign entities -- Katra Holdings Limited, Mauritius, RST Limited, Cayman Islands, and GHI I Limited, Cayman Islands, without any special permission from the RBI.
The Enforcement Directorate (ED) said on Friday that the Standard Chartered Bank has been fined Rs 100 crore by its Adjudicating Authority under the Foreign Exchange Management Act, 1999 (FEMA)..The Adjudicating Authority has also fined Tamilnad Mercantile Bank (TMB) Rs 17 crore
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