争议事件
以下收录公开来源中与该品牌相关的争议事件。列出一条并不表示过错已经证实。
返回词条共 4 条
2020
丰业银行就美国交易行为调查达成和解
和解
丰业银行与美国司法部达成延期起诉协议，商品期货交易委员会则对该银行发布三项命令，解决了针对其金属市场交易行为及相关事项的调查。根据协议，丰业银行同意向司法部和商品期货交易委员会支付约1.275亿美元，并聘请独立合规监督员。
品牌回应
整改 — Scotiabank
It also agreed to retain an independent compliance monitor.
来源摘录
Canadian lender Bank of Nova Scotia (BNS.TO, BNS), called as Scotiabank, Thursday said it has entered into a Deferred Prosecution Agreement or DPA with the U.S. Department of Justice.
Under the agreement terms, the Bank agreed to make aggregate payments to the DOJ and CFTC of approximately $127.5 million. It also agreed to retain an independent compliance monitor.
The DPA and the orders resolve the DOJ's and CFTC's investigations into Scotiabank's activities and trading practices in the metals markets and related conduct as well as pre-trade mid-market marks and related swap dealer compliance issues.
2019
2014