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SAMUEL A. RAMIREZ & COMPANY, INC.

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Recent events tied to this brand in public sources.

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  1. 2021

    Ramirez & Co. agrees to settle FINRA charges

    Samuel A. Ramirez & Co. agreed to pay a $35,000 fine to settle FINRA charges over alleged municipal-securities reporting, recordkeeping and supervisory violations. The firm neither admitted nor denied FINRA’s findings.

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