罗宾汉的争议事件

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• 持续披露 — Robinhood

  Robinhood has now updated its information to investors to include the fact that it passes orders to market makers.

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• Nevertheless, the SEC will investigate to determine whether this constitutes a breach of Robinhood’s obligations to their investors.

• Robinhood has now updated its information to investors to include the fact that it passes orders to market makers.

• The app-based platform is alleged to have failed in its duty to disclose the information, with its ‘How We Make Money’ page silent on sales of its order flow.

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• The investment app reported a data breach this week, after the email addresss of about 5 million Robinhood investors and the full names of additional 2 million customers were exposed when the company was hacked.

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• For the vast majority of affected customers, the only information obtained was an email address or a full name.

• Popular investing app Robinhood said Monday that it suffered a security breach last week where hackers accessed some personal information for roughly 7 million users and demanded a ransom payment.

• The caller then tricked a Robinhood employee into granting them access to sensitive user information, and managed to collect around 5 million people's emails and the full names of around 2 million more.

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• Robinhood filed a suit in a Massachusetts court Thursday to overturn the state’s fiduciary rule and end a case against one of its subsidiaries that is the first test of the measure.

• In its complaint, Robinhood argued that the Massachusetts fiduciary rule is invalid under both Massachusetts and federal law.

• Earlier in the day, Massachusetts Secretary of the Commonwealth William Galvin amended the original administrative complaint against Robinhood to include more allegations about the firm’s marketing to customers. Galvin also is seeking to revoke Robinhood’s brokerage registration in the state.

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• 否认 — Robinhood

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• Cube is suing the company, which made headlines when WallStreetBets Redditors used the platform to short squeeze GameStop and other companies, for using the image and lyric without his permission, according to TMZ.

• No, we didn't use his image without permission. The image was licensed and used for non-commercial, editorial purposes in connection with a blog article,

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• 道歉 — Robinhood

  "Look, I'm sorry for what happened," Tenev said. "I apologize, and I'm not going to say that Robinhood did everything perfect and that we haven't made mistakes in the past, but what I commit to is making sure that we improve from this."

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• "Look, I'm sorry for what happened," Tenev said. "I apologize, and I'm not going to say that Robinhood did everything perfect and that we haven't made mistakes in the past, but what I commit to is making sure that we improve from this."

• Many of the retail investors used the zero-commission trading app Robinhood to execute their trades — but they found themselves shut out of the rally they had helped start when the app restricted purchases of the hot stocks because of volatility.

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• 道歉 — Robinhood

  对我们的客户来说，我很抱歉，我要道歉。

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• 特内夫在听证会上解释称，限制交易是因为清算公司提高了对保证金要求，在该公司筹集超过30亿美元后，交易限制部分解除。但他仍然向用户表示道歉：“归根结底，发生的事情是不可接受的。对我们的客户来说，我很抱歉，我要道歉。我们正在尽我们所能确保这种情况不会再次发生。”

• 狂欢之后，Robinhood一度限制GameStop等相关股票的交易，进一步引发国会对市场操纵和监管缺口的担忧。

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• 整改 — Robinhood

  it was improving its educational materials and more live support staff, among other changes.

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• “We were devastated by Alex Kearns’ death,” said a statement from Robinhood, which added that it was improving its educational materials and more live support staff, among other changes.

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• 整改 — Robinhood

  “We were devastated by Alex Kearns’ death,” said a statement from Robinhood, which added that it was improving its educational materials and more live support staff, among other changes.

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• According to the lawsuit, "This case centers on Robinhood's aggressive tactics and strategy to lure inexperienced and unsophisticated investors, including Alex, to take big risks with the lure of tantalizing profits. Robinhood built out its trading platform to look much like a videogame to attract young users and minimize the appearance of real-world risk."

• the family of 20-year old Alex Kearns is suing the company, claiming that they were responsible for the death of the 20-year old who took his own life after he believed he had racked up $730,000 in trading losses through the app.

• The parents of 20-year-old Alex Kearns filed a lawsuit against Robinhood, on Monday, accusing the company of wrongful death in their son's suicide last year.

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• This lawsuit is for $5 million.

• A Tampa Bay law firm is joining a barrage of lawsuits against the Robinhood stock trading app, saying it improperly stopped investors from trading shares of GameStop during last week's surge.

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• 澄清 — Robinhood

  Tenev said that the investment app restricted the stocks because it has many financial requirements, including "SEC net capital obligations and clearing house deposits", which fluctuate based on market volatility.

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• Robinhood, which along with raising billions in venture capital funding has also long been reported to be looking at an initial public offering, has slightly backed down, announcing that it will allow some limited trading on the stocks on Friday.

• The move prevents traders from initiating new positions in shares of those companies and only allows them to sell existing holdings.

• The stock trade restrictions have been blasted by Wall Street and Main Street alike, leading to lawsuits and protests in order to pressure the company to reverse its decision.

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• 整改 — Robinhood

  The company also agreed to retain a consultant to review its processes, including customer communications.

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• The Securities and Exchange Commission Wall Street Journalcharged the makers of the popular stock trading app this morning with "misleading customers about revenue sources and failing to satisfy duty of best execution." As part of its settlement, Robinhood is required to pay a $65 million civil penalty.

• Today's announcements notes the company agreed to the multi-million dollar penalty and a cease-and-desist order "prohibiting it from violating the antifraud provisions of the Securities Act of 1933 and the recordkeeping provisions of the Securities Exchange Act of 1934," while neither "admitting or denying the SEC's findings."

• Robinhood will pay $65 million to settle charges it misled customers over payments from trading firms that overcharged users to execute transactions, US securities regulators said Thursday.

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• A Robinhood client based in Sarasota, Florida, has filed a federal lawsuit on behalf of himself and other traders on Wednesday evening.

• Travis Taaffe alleges that Robinhood was negligent and breached its contract by failing to “provide a functioning platform,” leaving traders unable to move money while stock markets surged.

• The lawsuit claims that Robinhood prevented individual investors of their ability to invest and manipulated the market.

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• 整改 — Robinhood

  Over the last two years, we have significantly improved our execution monitoring tools and processes relating to best execution

• 澄清 — Robinhood

  The facts on which the settlement is based do not reflect our practices or procedures today,

• 整改 — Robinhood

  Over the last two years, we have significantly improved our execution monitoring tools and processes relating to best execution, and we have established relationships with additional market makers.

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• The Financial Industry Regulatory Authority hit Robinhood with a $1.25 million fine for best execution violations related to its practice of selling client order flow to various exchanges.

• Robinhood did not admit or deny the charges in its settlement. It agreed to “retain an independent consultant to conduct a comprehensive review of the firm's systems and procedures related to best execution” and consented to the entry of FINRA’s findings.

• The app-based trading platform failed to adequately consider execution quality factors from alternative markets, said FINRA.