RFG Advisory的争议事件
以下收录公开来源中与该品牌相关的争议事件。列出一条并不表示过错已经证实。
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2026
Wealth Enhancement 起诉前顾问涉嫌违反客户招揽限制
提起诉讼
Wealth Enhancement 在明尼苏达州法院对前顾问 Christopher Porpiglia 提起诉讼，案件后移交联邦法院。诉状指控 Porpiglia 违反其2022年雇佣合同，于2026年10月8日辞职时未按要求提前30天通知，并在加入 RFG Advisory 后立即招揽前客户。Porpiglia 的律师表示将否认诉状中的所有实质性义务主张。RFG Advisory 表示，对该顾问转岗所遵循的流程有信心。
当事方说明的目的. Wealth Enhancement 请求法院禁止 Porpiglia 接触其离职前服务过的客户及潜在客户，并判给金钱损害赔偿。
品牌回应
澄清 — RFG Advisory
In a statement, an RFG Advisory spokesperson said the firm does not comment on “ongoing legal matters,” but was “confident in the process followed in connection with this advisor’s transition to RFG.”
来源摘录
The suit claims he immediately began working at RFG Advisory following his registration change and solicited former clients in violation of the contract.
Wealth Enhancement filed the suit against Christopher Porpiglia in Minnesota state court last week. (The case was transferred to federal court.)
According to court documents, Porpiglia resigned on Oct. 8, with Wealth Enhancement claiming he gave no notice and that he sent an email to his supervisor, who he knew was out of the office.