狂牛的争议事件
以下收录公开来源中与该品牌相关的争议事件。列出一条并不表示过错已经证实。
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2021
RagingBull与新罕布什尔州证券监管机构达成和解
和解
RagingBull与新罕布什尔州证券监管机构达成和解。根据同意令，该公司可在遵守指引的情况下继续运营，并须向新罕布什尔州客户退款近70万美元、支付67.5万美元行政罚款、提前发送交易提醒，并调整直播活动和广告。监管机构曾指控该公司误导投资者和消费者。
来源摘录
Under the terms of the consent order, RagingBull and its leaders, Jason Bond, also known as Jason Kowalik, of Durham, and Jeffrey Bishop of Barrington, will be allowed to continue operating the firm under an agreed set of guidelines, along with paying nearly $700,000 in refunds to New Hampshire customers and an additional $675,000 in administrative fines.
The company will also need to alter its live streaming events and advertising materials, as well as follow other restrictions.
A Lee-based financial firm accused of misleading investors is settling with state securities regulators.