Raging Bull controversies
Controversies tied to this brand in public sources. A listing is not a finding of fault.
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2021
RagingBull settles with New Hampshire securities regulators
Settlement
RagingBull settled with New Hampshire state securities regulators under a consent order. The settlement allows the firm to continue operating under guidelines and requires nearly $700,000 in refunds to New Hampshire customers, $675,000 in administrative fines, advance trade alerts, and changes to livestreams and advertising. Regulators had accused the firm of misleading investors and consumers.
Source excerpt
Under the terms of the consent order, RagingBull and its leaders, Jason Bond, also known as Jason Kowalik, of Durham, and Jeffrey Bishop of Barrington, will be allowed to continue operating the firm under an agreed set of guidelines, along with paying nearly $700,000 in refunds to New Hampshire customers and an additional $675,000 in administrative fines.
The company will also need to alter its live streaming events and advertising materials, as well as follow other restrictions.
A Lee-based financial firm accused of misleading investors is settling with state securities regulators.