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PKF Accountants and Business Advisers

争议事件

以下收录公开来源中与该品牌相关的争议事件。列出一条并不表示过错已经证实。

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  1. 2026

    ADGM注册局因审计缺陷对PKF会计师事务所及其审计负责人合计罚款10万美元

    罚款或处罚

    阿布扎比ADGM注册局在一次现场检查中发现，ADGM注册审计机构PKF会计师事务所及其注册审计负责人Saranga Lalwani对一家ADGM注册实体执行的审计存在重大缺陷，包括未按照国际审计准则执行审计并编制审计报告、未尽到应有的专业技能、谨慎与勤勉、不当排除管理层凌驾于控制之上的强制性舞弊风险、未评估舞弊风险、审计证据不足及审计文档不完整，因此对PKF处以65,000美元罚款，对Lalwani处以35,000美元罚款，合计100,000美元。

    当事方说明的目的. 此举强化了稳健审计实务的重要性，并表明未能满足监管要求将导致相应的执法行动。

    来源摘录

    • The action was taken against PKF Accountants and Business Advisers, an ADGM-registered audit firm, and its registered audit principal, Saranga Lalwani, the authority said in a statement on Friday.
    • It has imposed a fine of $65,000 on PKF and $35,000 on Ms Lalwani.
    • The firm was also accused of failing to assess fraud risks, failing to obtain sufficient and appropriate audit evidence, inadequate audit documentation, and insufficient evidence demonstrating the audit principal's involvement in the audit process.
    来源