Piper Sandler Companies controversies
Controversies tied to this brand in public sources. A listing is not a finding of fault.
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2002
Global Analyst Research Settlement
Piper Sandler's predecessor agreed to a $25 million settlement with state and federal regulators over allegations that stock ratings were biased. The matter was part of the broader Global Analyst Research Settlements involving multiple major investment banks. Piper agreed to structural changes affecting its research and investment-banking programs.