摩根士丹利的争议事件

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• one buy-side source currently working with Morgan Stanley on deals said their firm isn't reconsidering its mandates with the bank

• Morgan Stanley's accidental disclosure of confidential information about its Asia deal pipeline has raised questions over the potential impact on its client relationships.

品牌回应

• 否认 — Morgan Stanley

  We intend to vigorously defend ourselves in the appropriate forum.

• 否认 — Morgan Stanley

  The bank responded in an emailed statement: "We strongly reject the allegations made in this claim and intend to vigorously defend ourselves in the appropriate forum.

• 调查 — Morgan Stanley

  The notification, a copy of which was included in the lawsuits, adds that Morgan Stanley has investigated the matter and is working with outside experts to understand potential risks to clients.

• 澄清 — Morgan Stanley

  A Morgan Stanley spokesperson said the firm has “continuously monitored the situation and [has] not detected any unauthorized activity related to the matter, nor access to or misuse of personal client data.”

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• We intend to vigorously defend ourselves in the appropriate forum.

• In the lawsuit filed in the North Carolina federal court, Elizabeth Hobson argued that her supervisors discriminated against her because she was a woman and because of her physical disability brought on by injuries and subsequent surgeries.

• the firm allegedly disclosed Hobson’s address to other employees against her wishes, despite her claims that it was legally shielded by North Carolina law because she was a domestic violence survivor.

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• The Project on Fair Representation on Tuesday sent a letter to Morgan Stanley and Princeton University warning that identity-based criteria for the bank’s 2022 Freshman Enhancement Program violate federal nondiscrimination laws.

• An advocacy group is pressing financial giant Morgan Stanley to end an internship program open only to gay students and select minorities.

品牌回应

• 整改 — Morgan Stanley

  We are in close contact with Guidehouse and are taking steps to mitigate potential risks to clients.

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• The files obtained from the vendor included: clients’ name; address; date of birth; Social Security number; and corporate company name.

• Morgan Stanley has reported that some of its clients’ personal data was compromised earlier this year after it learned of a security breach involving one of its vendor partners.

• Morgan Stanley said attackers gained access to the information by exploiting a vulnerability, which was patched within five days

品牌回应

• 整改 — Morgan Stanley

  We are in close contact with Guidehouse and are taking steps to mitigate potential risks to clients.

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• The investment banking firm — which is no stranger to data breaches — confirmed in a letter this week that attackers stole personal information belonging to its customers by hacking into the Accellion FTA server of its third-party vendor, Guidehouse.

• In a letter sent to those affected, first reported by Bleeping Computer, Morgan Stanley admitted that threat actors stole an unknown number of documents containing customers’ addresses and Social Security numbers.

品牌回应

• 否认 — Morgan Stanley

  Morgan Stanley reportedly denied any wrongdoing.

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• According to Reuters, the proposed initial settlement of the class action was filed at a Manhattan federal court on Friday, Dec. 31, on behalf of around 15 million customers, but it still needs to be approved by U.S. District Judge Analisa Torres.

• Morgan Stanley reportedly denied any wrongdoing.

• They said that the tool was sold when customer data was still in it; thus, their personal information was exposed.

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• 周二在曼哈顿联邦法院提起的集体诉讼称，这些银行自2006年8月以来违反了反垄断法，在“零股”交易中向投资者收取过高费用。

• 摩根大通和美国银行在内的10家全球最大银行，于当地周二在曼哈顿联邦法院被起诉，因其涉嫌在近14年时间里串谋操纵9.6万亿美元公司债市场的价格，令普通投资者损失数十亿美元。

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• The Securities and Exchange Commission on Wednesday hit Morgan Stanley with a $5 million penalty resulting from violations of Regulation SHO, the agency’s regulations governing short sales.

品牌回应

• 否认 — Morgan Stanley

  Morgan Stanley has denied manipulating markets.

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• The Autorite des Marches Financieres said the lender had manipulated French and Belgian bond prices in June 2015 with the aim of causing an “abnormal and artificial rise” in sovereign bond prices and re-selling them for a profit.

• France’s financial markets regulator said today it had fined US bank Morgan Stanley €20 million (US$22 million) for market manipulation at the height of the Greek debt crisis.

• Morgan Stanley has denied manipulating markets.