争议事件

来源摘录

• JP Morgan Chase (JPM) has filed a lawsuit against EV giant Tesla Inc (TSLA) for $162.2 million for breach of warrants sold to JPM by Tesla back in 2014.

• JP Morgan Chase filed suit against electric vehicle maker Tesla in a dispute over warrants, according to court filings out Monday.

• Tesla accused JPMorgan of being 'unreasonably swift and represented an opportunistic attempt to take advantage of changes in volatility in Tesla's stock.'

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• 调查 — JPMorgan Chase

  We take this matter very seriously and are investigating the situation.

• 道歉 — JPMorgan Chase

  We have reached out to Dr. Mitchell-Stewart to better understand what happened and apologize for her experience.

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• 周二在曼哈顿联邦法院提起的集体诉讼称，这些银行自2006年8月以来违反了反垄断法，在“零股”交易中向投资者收取过高费用。

• 摩根大通和美国银行在内的10家全球最大银行，于当地周二在曼哈顿联邦法院被起诉，因其涉嫌在近14年时间里串谋操纵9.6万亿美元公司债市场的价格，令普通投资者损失数十亿美元。

• Dr. Malika Mitchell-Stewart, 34, recently completed her residency and was excited to open an account on Dec. 18. with a $16,780.16 signing bonus check from Valley Oaks Medical Group, according to the lawsuit filed Wednesday against JPMorgan Chase and two of its employees at a branch in Sugar Land.

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• 整改 — JPMorgan Chase Bank

  The bank has remediated the deficiencies that led to this action.

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• JPMorgan Chase Bank, N.A., a unit of JPMorgan Chase & Co., has agreed to pay $250 million penalty over the bank's failure to maintain adequate internal controls and internal audit over its fiduciary business.

• These deficiencies constituted unsafe or unsound practices and resulted in a violation of 12 CFR 9.9, which requires a suitable audit over all significant fiduciary activities.

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• 整改 — JPMorgan

  JPMorgan has fixed the deficiencies that led to the fine, the order said.

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• JPMorgan Chase will pay a $250 million fine for poor risk management practices and conflicts of interest in its advisory business, the Office of the Comptroller of the Currency said Tuesday.

• JPMorgan has fixed the deficiencies that led to the fine, the order said.

• Indeed, “the OCC found the bank’s risk management practices were deficient and it lacked a sufficient framework to avoid conflicts of interest,” the agency said in a news release announcing the civil money penalty.

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• 否认 — BlackRock

  Financial firms investing in them also denied wrongdoing.

• 澄清 — BlackRock

  We engage with companies on these and other ESG (environmental, social and governance) risks, and where they are not being appropriately managed or progress is not sufficient, we (as shareholders) take voting action against management

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• Financial firms investing in them also denied wrongdoing.

• We engage with companies on these and other ESG (environmental, social and governance) risks, and where they are not being appropriately managed or progress is not sufficient, we (as shareholders) take voting action against management

• Major US financial firms are helping fund environmental destruction and indigenous rights abuses in the Amazon with billions of dollars in investments in questionable companies, according to a report published on Tuesday.

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• 整改 — JPMorgan Chase

  Besides the fine, JPMorgan is required to beef up its compliance program and self-report any offences

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• JPMorgan Chase will pay $920 million to settle US civil and criminal charges over fake trades in precious metals and Treasury futures designed to manipulate the market, US agencies announced Tuesday.

• The settlement comes as the US banking giant reached a deferred prosecution agreement with the Justice Department to resolve criminal fraud charges over the long-running schemes.

• Besides the fine, JPMorgan is required to beef up its compliance program and self-report any offences, said the Justice Department, whose criminal case was settled along with civil charges from the Commodities and Futures Trading Commission and the Securities and Exchange Commission.