J.P. Morgan in the United Kingdom
Controversies
Controversies tied to this brand in public sources. A listing is not a finding of fault.
Back to profile3 entries
2012
Market-abuse finding and executive resignation
A senior executive resigned after being found to have committed a civil offence involving market abuse under UK financial-markets rules.
2012
Losses associated with the London investment unit
The London investment unit was associated with losses reported at approximately £1.2 billion, prompting scrutiny of risk controls and consideration of changes to the unit.
Client-money safeguarding failures
The bank received a £33.32 million fine for failing to adequately protect client money during a period running from November 2002 to July 2009.