Intercontinental Exchange controversies
Controversies tied to this brand in public sources. A listing is not a finding of fault.
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2020
ICE subsidiary agrees to $8 million SEC settlement
Settlement
ICE Data Pricing & Reference Data, a subsidiary of Intercontinental Exchange, agreed to pay $8 million as part of a settlement with the U.S. Securities and Exchange Commission. The settlement concerned compliance deficiencies related to providing securities quotes to subscribers. The event was reported on December 9, 2020.
ICE Data Pricing & Reference Data agreed to pay $8 million as part of a settlement with the SEC over compliance deficiencies related to providing securities quotes to subscribers.
Source excerpt
A New York-based subsidiary of the Intercontinental Exchange (ICE) has agreed to pay $8 million as part of a settlement with the Securities and Exchange Commission (SEC) for compliance deficiencies related to its provision of securities quotes to subscribers.