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韩国产业银行的争议事件

以下收录公开来源中与该品牌相关的争议事件。列出一条并不表示过错已经证实。

返回词条共 2 条

  1. 2020

    纽约州对韩国工业银行处以3500万美元罚款

    罚款或处罚

    纽约州金融服务部表示，韩国工业银行必须支付3500万美元罚款，原因是其违反反洗钱法律。该部门指出银行存在反复的合规缺陷；罚款载于一项同意令。

    来源摘录

    • The DFS said IBK had repeated problems in maintaining adequate policies and procedures for anti-money laundering compliance, from 2010 to 2019.
    • The DFS and the Korean state-run lender have entered into a consent order over the penalty.
    • The Industrial Bank of Korea (IBK) must pay a $35 million fine to New York State for violating the New York Bank Secrecy Act which governs anti-money laundering laws, New York's State Department of Financial Services (DFS) said Monday.
    来源

  2. 2020

    IBK与美国及纽约州当局达成协议

    和解

    韩国工业银行及其纽约分行与美国和纽约州当局达成协议，以解决涉及《银行保密法》、制裁规定及其他法律的违规问题；银行同意支付总计8600万美元的罚款。

    当事方说明的目的. 解决涉及《银行保密法》、《国际紧急经济权力法》、《伊朗交易与制裁条例》及纽约州多项法律的违规问题

    来源摘录

    • SDNY imposed a $51 million forfeiture for the Bank’s willful failure to establish and maintain an anti-money laundering (AML) compliance program
    • On April 20, 2020, the Industrial Bank of Korea (IBK) and its New York branch (IBKNY) (collectively, “the Bank”) entered into a Deferred Prosecution Agreement (DPA) with the U.S. Attorney’s Office for the Southern District of New York (SDNY), a non-prosecution agreement (NPA) with the New York Attorney General, and a Consent Order (the “Consent Order”) with the New York State Department of Financial Services (NYDFS), to resolve violations of the Bank Secrecy Act (BSA), the International Emergency Economic Powers Act (IEEPA), the Iranian Transactions and Sanctions Regulations (ITSR), and various provisions of New York law.
    来源