Controversies

Yanji Aidan Road Branch Warned Over Insufficient Segregation of Duties, Employee Conduct, and Compensation Mechanism

In September 2026, the Jilin Securities Regulatory Bureau issued warning letters to the Yanji Aidan Road branch of Founder Securities and its head over insufficient segregation of duties, non-compliant employee conduct, and deficiencies in the compensation mechanism, requiring rectification within one month.

Founder Securities and Sponsor Representatives Warned Over Dereliction of Duty in Ongoing Supervision of Jingyuan Environmental Protection's Convertible Bonds

In December 2025, the Jiangsu Securities Regulatory Bureau determined that Founder Securities failed to identify problems in Jingyuan Environmental Protection's use and disclosure of raised funds, and issued warning letters to the company and two sponsor representatives. The entry concerns sponsor supervision responsibilities.

Investors file 1,259 lawsuits against Founder Securities

Lawsuit filed

In a controversy noted in reporting, Founder Securities faced 1,259 investor lawsuits involving a total of 368 million yuan, according to an article dated September 29, 2019. The report stated that the number of cases could potentially increase further. The article did not specify the allegations behind the lawsuits, the outcomes, or the identities of the investors involved. The event is recorded as a legal dispute involving the brokerage, with the reported figures reflecting the volume of litigation and the combined amount claimed at the time of the report.

The article reports that Founder Securities had faced 1,259 investor lawsuits involving a total of 368 million yuan, with the number potentially increasing further.