Companion Life Insurance的争议事件
以下收录公开来源中与该品牌相关的争议事件。列出一条并不表示过错已经证实。
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2019
纽约州因年金披露问题处罚六家寿险公司
罚款或处罚
纽约州金融服务部因六家寿险公司违反递延年金转为即期年金交易相关规定而予以谴责。六家公司同意合计向客户支付1,152,154美元补偿金，并缴纳673,000美元罚款。该部门调查发现，这些公司未充分披露收入比较及适合性信息，导致消费者将财务条件更有利的递延年金换成即期年金。
品牌回应
整改 — Companion Life Insurance
The insurers have agreed to take corrective actions, including revising their disclosure statements to include side-by-side monthly income comparison information and revising their disclosure, suitability, and training procedures to comply with regulations.
整改 — Guardian Insurance & Annuity Company
The insurers have agreed to take corrective actions, including revising their disclosure statements to include side-by-side monthly income comparison information and revising their disclosure, suitability, and training procedures to comply with regulations.
整改 — Northwestern Mutual Life Insurance
The insurers have agreed to take corrective actions, including revising their disclosure statements to include side-by-side monthly income comparison information and revising their disclosure, suitability, and training procedures to comply with regulations.
整改 — Penn Mutual Life Insurance
The insurers have agreed to take corrective actions, including revising their disclosure statements to include side-by-side monthly income comparison information and revising their disclosure, suitability, and training procedures to comply with regulations.
来源摘录
The insurers are Companion Life Insurance, Guardian Insurance & Annuity Company, Northwestern Mutual Life Insurance, Penn Mutual Life Insurance, Prudential Insurance Company of America, and United States Life Insurance Company.
New York’s Department of Financial Services (DFS) has reprimanded six life insurance firms for violating its regulations with regard to “deferred to immediate annuity replacement transactions”.
They will collectively pay $1,152,154 (£926,342, €1,047,565) in restitution to clients based in New York state, as well as hand over $673,000 in penalties.