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花旗银行

争议事件

以下收录公开来源中与该品牌相关的争议事件。列出一条并不表示过错已经证实。

返回词条共 3 条

  1. 2021

    CFTC责令花旗相关实体因掉期数据报告失误支付100万美元

    罚款或处罚

    美国商品期货交易委员会（CFTC）发布命令，要求花旗银行和Citigroup Global Markets Limited支付100万美元罚款，以解决其未妥善报告掉期数据及违反2017年命令条款的指控。该命令还要求两家实体停止进一步违规行为、纠正CFTC掉期数据存储库中的信息，并向该机构通报整改进展。

    CFTC发布命令，要求花旗银行和Citigroup Global Markets Limited支付100万美元，以解决其未妥善报告掉期数据及违反2017年命令条款的指控。命令还要求两家公司停止进一步违规、纠正CFTC掉期数据存储库中的信息，并向该机构更新整改进展。

    来源摘录

    • Citibank and Citigroup Global Markets Limited will pay a $1 million penalty to resolve allegations of not properly reporting swap data to the Commodity Futures Trading Commission (CFTC) and for violating the provisions of a 2017 order regarding those practices.
    • The new order, announced Monday, requires Citi to cease and desist from further violations of the Commodity Exchange Act, comply with certain undertakings to correct information to the CFTC’s swap data repository, and update the agency on its remediation efforts.
    来源

  2. 2020

    美国银行监管机构对Citibank处以4亿美元罚款

    罚款或处罚

    美国联邦银行监管机构因风险管理和内部控制方面的缺陷，对Citibank处以4亿美元罚款。OCC称相关原因包括不安全或不健全的银行业务做法，以及长期未能建立有效的风险管理、数据治理和内部控制。Citigroup表示将处理这些问题，并称补救项目正在进行。

    品牌回应

    • 整改 — Citigroup

      “Citi has significant remediation projects underway to strengthen our controls, infrastructure and governance,” it said.

    • 持续披露 — Citi

      Citi said it was committed to righting its standing with regulators and would commit $1 billion in risk management-related programs in 2020.

    来源摘录

    • “The OCC took these actions based on the bank’s unsafe or unsound banking practices for its long-standing failure to establish effective risk management and data governance programs and internal controls,” the agency said in an official release.
    • “Citi has significant remediation projects underway to strengthen our controls, infrastructure and governance,” it said.
    • Federal banking regulators in the United States on Wednesday levied a $400 million fine on Citigroup for deficiencies in risk management and internal controls.
    来源

  3. 2020

    印度储备银行对花旗银行罚款

    罚款或处罚

    印度储备银行因花旗银行违反规定而对其罚款；所提供的报道未说明罚款的具体日期。

    来源摘录

    • RBI fines Citibank Rs 4 cr for flouting rules, co-op banks penalised too
    • This action is based on deficiencies in regulatory compliance and is not intended to pronounce upon the validity of any transaction or agreement entered into by the bank with its customers,
    • The Reserve Bank of India (RBI) on Friday said it has imposed a monetary penalty of Rs 4 crore on Citibank for contravention of Section 10 (1) (b) (ii) of the Banking Regulation Act, 1949 and for non-compliance with the directions issued by the RBI on several matters.
    来源