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China CICC Wealth Management Securities Company Limited

Controversies

Controversies tied to this brand in public sources. A listing is not a finding of fault.

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  1. 2026

    Warning Letter Issued Over Inadequate Review of Abnormal Trading and Insufficient Account Real-Name Management at a Branch

    In September 2026, Yicai reported that a branch of China CICC Wealth Management Securities was issued a warning letter by the Ningbo Securities Regulatory Bureau for inadequate review of abnormal trading and insufficient management of account real-name registration. The source did not name the branch, and this entry retains that limitation.

    Source