CFI Financial Group controversies
Controversies tied to this brand in public sources. A listing is not a finding of fault.
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2025
Oman licence revocation
Oman’s Financial Services Authority revoked the licence of CFI Financial LLC, citing anti-money-laundering non-compliance and marketing of non-Omani securities beyond the entity’s authorized scope.
2022
CySEC anti-money-laundering fine
The Cyprus Securities and Exchange Commission fined CFI’s Cyprus branch €150,000 for breaches involving anti-money-laundering and counter-terrorist-financing requirements.
2016
Italian regulator warning over cross-border services
Italy’s CONSOB warned that CFI had been providing investment services to Italian residents without the authorization required in Italy.