争议事件
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2020
BlueCrest 同意与美国证交会达成1.7亿美元和解
和解
BlueCrest Capital Management 同意向美国证交会支付1.7亿美元以达成和解,相关指控涉及涉嫌违反美国证券法反欺诈条款。证交会称,BlueCrest 未披露一只由高管持有的对冲基金及相关利益冲突,并称这些安排损害了投资者。
来源摘录
According to the SEC, BlueCrest Capital Management, based on the isle of Jersey, failed to disclose to investors the existence of a $1.5 billion hedge fund owned by executives, called BSMA Limited.
A U.K.-based investment fund has agreed to pay $170 million as part of a settlement with the Securities and Exchange Commission (SEC) for allegedly violating anti-fraud provisions of U.S. securities laws.