阿瑞斯管理的争议事件
以下收录公开来源中与该品牌相关的争议事件。列出一条并不表示过错已经证实。
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2020
Ares同意支付100万美元以与美国证券交易委员会和解
和解
Ares同意支付100万美元，以和解美国证券交易委员会针对其合规问题提出的指控。该问题涉及对重大非公开信息相关询问的记录不足。SEC称该公司违反了合规政策；Ares未承认也未否认相关认定。
品牌回应
整改 — Ares Management
We have significantly enhanced our controls since then.
来源摘录
Ares agreed to pay $1 million to settle the SEC’s charges, without admitting to or denying the findings that the securities regulator laid out in its order.
The securities regulator found the firm violated compliance policies as it “failed to account for the special circumstances presented by having an employee serve on the portfolio company’s board.”