Skip to content
WorldBrand.AI

Changjiang Securities controversies

Controversies tied to this brand in public sources. A listing is not a finding of fault.

Back to profile2 entries

  1. 2026

    Fined 849,000 yuan for customer due diligence and suspicious transaction reporting violations

    In September 2026, the Hubei Provincial Branch of the People's Bank of China fined Changjiang Securities 849,000 yuan for failing to conduct customer due diligence and report suspicious transactions as required.

    Source

  2. 2025

    Underwriting and sponsorship subsidiary ordered to rectify quality control and fee irregularities

    In 2025, the CSRC ordered Changjiang Securities Underwriting and Sponsorship Co., Ltd. to rectify issues, citing irregularities in on-site verification, follow-up on internal review opinions, and fee charging on certain projects. The entry makes clear that the entity involved is the company's sponsorship arm.

    Source