争议事件
以下收录公开来源中与该品牌相关的争议事件。列出一条并不表示过错已经证实。
返回词条共 5 条
2022
香港监管机构因股票业务不当行为罚款花旗子公司
罚款或处罚
香港证券及期货事务监察委员会因花旗环球金融亚洲有限公司现金股票业务中的不当行为，向其处以3.4825亿港元罚款。监管机构称，该公司交易部门曾发布不准确的股票交易意向，并向客户作出失实陈述。花旗表示已配合调查并实施补救措施。
品牌回应
整改 — Citi
We have fully cooperated with the SFC's investigation and have implemented significant remedial measures to strengthen our compliance and internal controls
来源摘录
Hong Kong's market regulator has fined a Citigroup subsidiary HK$348.25 million ($45 million) for misconduct in its cash equities business
This resolves an issue relating to Citigroup Global Markets Asia Limited activities dating back to 2018. We have fully cooperated with the SFC's investigation and have implemented significant remedial measures to strengthen our compliance and internal controls
some of Citigroup Global Markets Asia Limited's (CGMAL) trading desks had issued inaccurate "indications of interest" in stocks to generate client inquiries and had also made misrepresentations to customers when executing some trades.
2020
2020
2019
花旗集团因监管信息问题被英格兰银行罚款
罚款或处罚
英格兰银行因花旗集团在2014年至2018年间提交不完整且不准确的监管信息，对其处以4400万英镑罚款。监管机构称，该银行的监督和治理未达到预期标准。
品牌回应
整改 — Citi
Citi has fully remediated the past regulatory reporting issues identified by the PRA, and settled this matter at the earliest possible opportunity.
来源摘录
The PRA said the bankâs systems were inadequate, that Citi had failed to have enough people working on regulatory accuracy, that it had inadequate documentation and that its oversight and governance âfell significantly below the standards expectedâ.
The Bank of England has fined the US bank Citigroup a record £44m for submitting incomplete and inaccurate regulatory information to the Bank between 2014 and 2018.
2008