Haitong Securities Co., Ltd. controversies
Controversies tied to this brand in public sources. A listing is not a finding of fault.
Back to profile1 entries
2020
Haitong-related businesses placed under investigation after Yongmei bond default
After the Yongmei bond default in 2020, Haitong-related businesses came under self-regulatory investigation; the company subsequently conducted self-inspection and imposed warnings, circulated criticism, and economic penalties on responsible persons in departments including bond financing, fixed income, asset management, and futures. This occurred during the original Haitong period before the establishment of Guotai Haitong, and the self-regulatory investigation is not treated as a criminal conviction of the company.