摩根大通證券股份有限公司的争议事件
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2021
摩根大通起诉五名前顾问，指其招揽客户
提起诉讼
摩根大通证券向联邦法院提起诉讼，指称五名前顾问违反禁止招揽客户协议，诱使客户转投其新公司。前顾问的律师否认这些指控。该争议涉及这些顾问离职后的客户招揽行为。
来源摘录
They are not soliciting clients in violation of their agreement and they deny their allegations of the complaint.
The complaint, which was filed in Illinois federal court earlier this week, alleges that Scott Cimo, John Goblet, John Searer, Brian Bellot and Raymond Kermend all resigned their positions as private client advisors at J.P. Morgan earlier this month to join Professional Wealth Advisors (PWA), an LPL Financial team with several offices in Illinois.
J.P. Morgan Securities is claiming in a lawsuit that five former employees violated nonsolicitation agreements by enticing clients to join them at their new firm.