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Guolian Securities controversies

Controversies tied to this brand in public sources. A listing is not a finding of fault.

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  1. 2020

    Inadequate Preparation for Major Asset Restructuring and Insufficient Assessment of Market Impact, Receives Warning Letter

    In November 2020, the CSRC stated that Guolian Securities had inadequately assessed regulatory policies, prepared alternative plans, and evaluated market impact when planning a major asset restructuring, and issued a warning letter to the company.

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